A Few Simple Ways to Prevent Bad Investments

Investments need to match your goals and tolerance for risk. Brokers are legally responsible for putting you in investments appropriate for your experience, net worth, annual income, investment objectives and other factors. Brokers, however, may abandon their...

Fiduciary Liability: CGL Policy Enough or Not?

The Department of Labor and the Securities and Exchange Commission have been considering a change in the definition of “fiduciary” under the Employee Retirement Income Security Act of 1974 (ERISA) and its amendments. In the light of this possible change, an insurance...