by admin | Nov 29, 2017 | Securities Fraud
By Indianapolis Business Journal staff Thomas. J. Buck, a former top investment broker who was fired by the local office of Merrill Lynch in 2015 after nearly 34 years with the firm, is now facing serious prison time, according to federal officials. Buck, 63, has...
by admin | Oct 31, 2017 | Securities Fraud
From The Indiana Gazette Acting U.S. Attorney Soo C. Song announced Monday that former Indiana investment adviser Bernard Parker was sentenced to 87 months imprisonment, three years supervised release and ordered to pay $1,212,663.93, on his conviction at trial of one...
by admin | Sep 29, 2017 | Latest News, Ponzi Scheme, Securities Fraud
The United States Securities & Exchange Commission recently sued a Colorado investment advisor for fraudulently convincing his clients to invest in a company he started and owned. The SEC alleges that the investment advisor misrepresented his credentials, the...
by admin | Sep 20, 2017 | Securities Fraud
The Indiana Secretary of State, Connie Lawson, is conducting a “Movie And A Meal” tour around the State of Indiana to educate Hoosiers about securities and investment fraud. The tour features screenings of the documentary “$cammed,” which details the dramatic impact...
by admin | Sep 20, 2017 | Securities Fraud
By Current Publishing — currentinwestfield.com According to a press release sent to Current from the Office of the Indiana Secretary of the State, all three members of The Dane Group have been convicted of security fraud. The Dane Group is a capital investment...
